Dear Sir,
With great pain and anguish I am writing to inform you with sincere hope that suitable action would be taken from your high end against the fraudulent transactions in trading by violating ethical and professional code of conduct. I had opened a Demat cum trading account with SMC Global Securities Ltd at 16, India Exchange place branch having DMAT A/c No. 273161 & Client id : JFN0246.
Till September 28th, 2010 Trading was done with prior approval from me over my mobile no 09233333072 by Miss Supriya pal from 03330926200. Suddenly on 29th, Oct 2010, 26 nos. of unauthorized trading on Nifty Options has been done without my knowledge. I came to know about this when a trading confirmation call was done at 17:10 on same day from 03339847098. As a result of these unauthorized transactions I lost total of Rs.= 13773.29 consisting of mainly brokerage charges of Rs.= 12000 including transaction charges Rs.= 3.3, other charges Rs. =14, sevice tax Rs.=1200.34 and cess Rs.= 36.01. I talked to Supriya Pal (Mob: 08017194124) on this regard and she given unsatisfactory response and told me that she did not know about this trade and for further clarification given me the names of Mr. Tarikh, Mr. Suman Mitra and Mr. Arindam Halder (Branch Manager). On calling Mr Arindam Halder over his no. 09831481122, he told that this is a mistake of the dealer Mr Bijoy Saha and assured me that they will reimburse my losses and will manage to refund my money by 04/10/10.

Again I surprised when a person informed me on 30/10/10 at 16.36 hrs from 033 39847098 that all of my holding have been sold. The sold items without my consent are as follows: 20 alembic ltd, 10 Abuja cement, 20 Apollo tyre, 25 B I L, 9 D C B , 20 Dish tv, 10 P T C India, 20 Renuka, 5 Rolta, 20 Unitech.

When I again want to contact Mr Arindam Halder about my refunds I found his mobile no. was not reachable. On 6/10/10, I personally visited Mr Sridev mitra at SMC zonal office, Kolkata he assured me that he will look into the matter and also informed me that Mr Arindam Halder has resigned for the company and Mr Suman Mitra is in charge of your Branch.




Therefore, I request you to do justice to me by compensating the lost amount totally by SMC global securties ensuring genuineness of SHARE trading. I expect an immediate and positive action from your side in order to protect the investor's interest and his hard earned money.


Thanking you.

Yours faithfully.

Yogesh Kumar jayaswal
DMAT A/c No. 273161
Client id : JFN0246.
Mobile No. : 9233333072